quinta-feira, 21 de outubro de 2010

Calais: how to organise a secret festival


No Borders Calais: how to organise a secret festival

"Dwelling, moving about, speaking, reading, shopping, and cooking are activities that seem to correspond to the characteristics of tactical ruses and surprises: clever tricks of the 'weak' within the order established by the 'strong', an art of putting one over on the adversary on his own turf, hunter's tricks, manouverable, polymorph mobilities, jubilant, poetic and warlike discoveries." Michel de Certeau, "The Practice of Everyday Life"

"Everything is possible if people work together -- even stopping Calais from being Calais." Arnaud Borderer.

We actually did it: No Borders Calais organised a successful week-long music festival in Calais (6-12 September 2010), one of the shittest towns in Europe, in the teeth of the French police and the local authorities, with no publicity at all, a few hundred euros, and little of what you could call organisation. And some of us say it was just about the best party we've ever been to.

It's safe now to let the cat out of the bag: anyhow there's a crop of videos up on YouTube already, and a few references to "Hafla bila Hudud / Festival Without Borders" have scattered themselves across the web. At the time, though, there was every need of secrecy. In February, when No Borders legally rented a warehouse (the "Kronstadt Hangar") as a social and sleeping space to be shared with undocumented migrants, it was raided and closed down twice in two days by French riot police. The immigration minister Eric Besson appeared on national television denouncing No Borders as "violent left extremists" and repeating his vow to make Calais a "migrant free zone". We knew that any public event would be met with gendarmes and batons, so the festival was announced only by word of mouth and on closed email networks. Even so, around 100 international supporters came from all over Europe, from Ireland to Poland, to join migrants and local Calaisiens for a week of music, art, and festivity.

Since last November the number of migrants in Calais, trying to cross the channel, has fallen to perhaps less than 200. But if anything the number of police has increased: there is still the permanent presence of the notorious CRS (Compagnies Republicaines de Securite) riot police who make constant raids and patrols against migrants, and the PAF (Police Aux Frontieres) border police have become increasingly active alongside them. The grim everyday for Calais sans-papiers goes on: raids, beatings, arbitrary arrests, bedding and belongings destroyed and stolen, teargas in the water, pepperspray in the sleeping bags, etc. etc.

In Calais a party, a night out, a simple gathering of friends, is much more than just hedonism. A party in Calais is something extraordinary. A music festival is an insurrection. We held concerts in the park and in some friendly local bars, as well as at the camps ("jungles") and squats where people live. The first night in the park we were sniffed at by undercover police: but when they saw our numbers they had to back off, and through the week our numbers grew. Internationals and locals with papers stood in the street outside events ready to form protection rings around migrants if the police moved in to snatch. CRS looked on bemused -- where had all these pesky No Borders come from? -- and drove past empty handed. And that is what solidarity means -- that is what we can do when we simply stand together.

In Calais, cooking and sharing a meal together is an act of rebellion. The routine: philanthropic associations hand out tasteless food, truly reminiscent of Dickensian gruel, in a bare yard surrounded by barbed wire, overlooked by undercover cops, council inspectors, and racist charity bosses. The festival took place at the end of Ramadan, the Islamic fasting month, a particularly hard time in Calais with hunger and thirst compounding fear and exhaustion. And through Ramadan the police customarily raided at sunset to catch Muslim migrants gathering together to break their fast with heated-up charity slop. For the festival, the Dutch activist kitchen Rampenplan came to cook nutritious meals at lunch and sunset. We ate the evening meal together in the park, in the town square, and in the open space opposite the official "food distro" point. People with and without papers, sharing food with music, banners, laughter, comradeship.

Just a few highlights. The massive Eid (end of Ramadan) party in Africa House (the squatted ex-factory which is the home of mainly Sudanese migrants), which brought together all the migrant communities of Calais -- Sudanese and Eritreans and Pashtuns and Hazara and Kurds and Iranians and more, eating and dancing together. Saturday night's final party in the park with Pashtun dancing and Kurdish singing, followed by a parade up the main street to a bar for sets from Combat Wombat (Australia) and WildKatz Project (Brighton). Rebel recording sessions in the jungles, and in our short-lived new No Borders squat which for two days became a cauldron of sound and visual creation. The "Food not borders" stall in Place D'Armes. Taking over the food distro yard for weekend picnics with klezmer music, football, and multilingual chalking everywhere.

"For a few days," said one sans-papier, "I felt I wasn't in Calais." Yes, it was only a few days. The next monday, the biggest police raid seen since February fell on Africa House, this time particularly targeting No Borders activists in a "revenge" attack. Since then, the daily grind of raids and brutality continues -- back to normality. But in those few energetic days we won something longer lasting: not just a vital breather, a glimpse of life beyond state repression, sweet sustaining memories, but the creation of new links of solidarity that we will continue to build on. That brief breathing space brought Calaisiens, visitors, and migrants from different, sometimes mutually suspicious, communities together like never before, creating new connections and relationships, deepening trust, knitting together our resistance. Not to mention: we learnt how to organise a secret festival. What next?

http://www.indymedia.org.uk/en/2010/10/465428.html

festival videos:
http://www.youtube.com/watch?v=AkK2lrJDNeg
http://www.youtube.com/watch?v=TvbsOzzabbg
http://www.youtube.com/watch?v=96VHLlt-zMk

more info:
http://calaismigrantsolidarity.wordpress.com/

segunda-feira, 11 de outubro de 2010

brussels is a beautiful city



No Borders in Brussels: becoming a movement

25 June 2010, Steenokkerzeel by the airport outside Brussels, 60 people occupy the building site of the new 127 tris immigration detention centre, shutting down work for a day, taking direct action against the construction site, and upping the ante in a campaign of resistance against the border regime in Belgium. Over the past year: successful blockades of most of the six existing detention centres, including the simultaneous blockade of Bruges and Vottem by over 150 people last October. Well planned, media savvy, acts of surprise. And these little bursts of "activism" sit against a background of what has become one of Europe's most active sans-papiers (undocumented) movements: mass occupations, hunger strikes, practical solidarity. Sometimes flaring into direct revolt: back to 24 August 2008 when the existing Steenokkerzeel immigration prison 127bis burst into flames at midnight, two of its three wings burnt to the ground.

29 September 2010, Steenokkerzeel again, with our faces pressed into the mud along the road from the same building site, hearing a friend screaming as a boot twists her neck. The first demonstration during the No Border camp, just 150 of us were there, but met by overwhelming force -- riot police bussed in from as far away as Antwerp, with horses and water cannon. They call it "zero tolerance" policing, and we are going to see plenty more of it through the coming week. It means: they're afraid of us.


Two points on the "repression" of the No Border Camp in Brussels. Firstly, the treatment we're getting is just a little taster of what our comrades without documents have for a daily diet. Second, we can take it as a sign of the success of No Borders in Belgium. Here (as also in Calais, where we are regularly targeted with surveillance, arbitrary arrest, beatings and humiliation tactics) we're becoming a movement that has to be taken seriously.

That was my overwhelming, surprising, reviving feeling during last week: the feeling of actually being part of a movement, of something moving. With maybe 800 people and so much activity going on in and around the camp, of course I only caught glimpses. Six months of solid organising by our Belgian comrades; logistics down to four kitchens and an onsite bakery; the media centre like some command base from "24" with all night video editing, radio streaming, live action feeds, fuelled by the world's best beer; all those quick warm hugs with friends rushing off purposefully into the night; I never actually made it to a timetabled workshop, but so much networking, information sharing, catching up, ideas sparking, seeds of plans; reflecting on all we have done, all we've been learning in Brussels and Calais and Amsterdam and ... and the panoramas ahead.

With the police arresting people just for walking from camp to an official demo, the comparison with Copenhagen kept coming up: but for me they were very different. In Copenhagen we shouted about saving the world, bragged about shutting down the summit -- then turned tail at the first whiff of pepper spray. Copenhagen left a queasiness in the stomach: with its "peoples assembly" parodying the representative politics of the "leaders", or that rubber lilo assault bridge out of some English public school prank, it was activism shown up as farce. In Brussels we weren't there to moan outside the summit walls: we set up an encounter space to make our own plans, develop our own ideas, build from the ground up. And an action space where, despite a multi-million-euro police clampdown, people even got a few covert actions done.

Are we ready to take ourselves seriously? We talk about fighting injustice, we want to turn the world upside down ... do we really mean it? Becoming serious doesn't just mean facing beatings, prison, maybe death. It also means facing ourselves -- and taking the time and care to look carefully at what we do. For example, the Friday night demo, called by a Brussels group unconnected to No Borders for the evening before the main demo, made little sense. In an announced location that was guaranteed to be surrounded by the full force of the law, this was an obvious arrest trap. Nearly 200 people walked into it. The "righteous" anger we felt after the repression kicked in was totally justified. It's what we do with it that counts. Tactics are tools to pick up, drop, adapt as needed. When facing overwhelming force, avoid full frontal encounters. Is this militant action -- or a temper tantrum?

If I'd had more time in Brussels ... I'd have investigated more the connections with sans-papiers movements. Maybe spent more time in the occupied Gesu monastery, where squatter activists with papers live and work together with 150 undocumented comrades. Or got involved in mobilising for the big demo with asylum-seekers staying in the Petit Chateau complex. The police clampdown undoubtedly succeeded in scaring many undocumented people away from the camp; though on the other hand, as we've seen in Calais, if anything brings people from different backgrounds together it is a shared experience of repression and building resistance. That was the energy you could feel on the final Saturday demo: 1500 of us, with and without papers (and most of us with ID documents left them behind) taking the street together -- celebrating our solidarity, and prepared to defend it.


Where does No Borders go from here? In Brussels and Calais, especially, the last year has seen us taking action, building networks, learning and growing -- becoming a movement. What I find particularly exciting is the way our more spectacular "actions" are rooted in everyday practices of solidarity. No Borders is not just an occupied detention centre, but a communal kitchen, a squatted housing project, a night shelter, a visiting clinic, a legal advice drop-in, a film/discussion night. Bringing together our styles and tendencies: it's great to see adrenalin junkies getting involved in grassroots community building; and community organisers getting a taste for direct action. We should keep spreading and growing these practices and networks -- back in the UK, too.

Some comrades dismiss No Borders as a "single issue" campaign, or charity work. In fact what we are doing is putting militant grassroots struggle into practice on one of the harshest frontlines of the class war. But the lessons we are learning, the practices we are developing, don't just apply to migration, but wherever we're attacked with poverty, criminalisation, surveillance, and techniques of control in home, workplace, public spaces. Particularly as the economic conditions worsen in Europe, the solidarity hubs and networks we create now will become the ground level of our resistance.

more info:

http://bxl.indymedia.org/

http://www.cemab.be/archives/display_by_id.php?feature_id=187

http://www.cemab.be/archives/display_by_id.php?feature_id=148

http://www.noborderbxl.eu.org/

http://calaismigrantsolidarity.wordpress.com/

sábado, 17 de julho de 2010

we write your name




Sur mes refuges détruits
Sur mes phares écroulés
Sur les murs de mon ennui
J’écris ton nom



Sur l’absence sans désir
Sur la solitude nue
Sur les marches de la mort
J’écris ton nom



Sur la santé revenue
Sur le risque disparu
Sur l’espoir sans souvenir
J’écris ton nom



Et par le pouvoir d’un mot
Je recommence ma vie
Je suis né pour te connaître
Pour te nommer



Liberté

sexta-feira, 16 de julho de 2010

course they do



For Life, To Power

In the note to the first essay of the Genealogy of Morals, Nietzsche outlines a two-stage model for his project. First, in a preparatory stage called genealogy, "scientists" must uncover the forces and values at work in our conceptions and practices of morals, science, philosophy, and more. Second, the true work of "philosophy", these values are to be ordered and "re-valued". Although we might find it helpful to break the last stage into two: in a stage of critique, the true philosopher ranks and values these uncovered values; finally, in an affirmative stage to come, (BGE210, 211) she creates new values of her own. Of course the schema is inexact, as all three aspects of genealogy, critique, and creation/affirmation are interwoven throughout Nietzsche's writing. From the beginning of his work Nietzsche has values of his own to affirm, and he maintains that it is impossible to do preparatory genealogy other than from an evaluative perspective: bad "English" genealogists who deny this are yet unwitting "shield bearers" of their morality (GS345). And Nietzsche's affirmative and critical values are clearly tied together: for example, a positive ethic of life, health, strength, together with a critique of values of decay, sickness, weakness.

In this essay I want to explore Nietzsche's own values, which can thus be seen both as the ground of his affirmative project and of his critical perspective. One bright thread to follow is the notion of life. Life, and life-filled concepts and imagery, carry the positive charge in Nietzsche's thinking from early on (e.g., the essay on history for the sake of life), and they never lose it. What is life for Nietzsche? There may be one sense, and an important one, in which life is everything there is. This enters in the context of affirmation, yes-saying, and the eternal recurrence: to affirm life is to affirm everything, the good and the bad, the small as well as the great, weakness and sickness too. But more often, life and related concepts can stand in contrast to anti-life forces: sickness, decay, exhaustion. It is this more restricted usage I will pursue here: although we may see that the two are not always so easily disentangled.

In his later work, Nietzsche connects life to the concept of will to power. Indeed (BGE259) "life is will to power". The introduction of the will to power, I think, provides the conceptual apparatus or system for a more developed life-philosophy which clarifies Nietzsche's thought. Here I follow the approach of those commentators who read the posthumously published notes on the will to power as outlining a systematic philosophy -- a "power ontology" -- which unites Nietzsche's thinking on diverse themes. In particular, I go along here with the approach taken by Gilles Deleuze (1962), and more recently in English language philosophy by John Richardson (1996), of beginning by looking at Nietzsche's terms on the level of forces, sub- and super-individual, active and reactive. It is these forces, striving for power, that are the stuff of life.


forces and values


We might identify three domains in which Nietzsche talks of the Will to Power. According to Walter Kaufmann (1950), Nietzsche early on introduced the concept in looking at human psychology, only later extending it to the broader domains of the "organic", or biological (life), and ultimately to all physical matter. In the published writings willing and power remain mainly features of human activity -- where some commentators would like to confine them. On the other hand, at least one important facet of the will to power doctrine is developed as an account of forces, as conceived by the physics of Nietzsche's day. But I won't here delve into these issues of the "anthropomorphising" or otherwise effect of Nietzsche's philosophy of biology and physics.


Nietzsche plays loose with terms and assignations, and fixing his terms is the work of later commentators and systematisers. Following Deleuze, here, I will fix on the notion of a force (kraft). Nietzsche himself often uses the expression quantum of force, amongst many other formulations. In Deleuze's general formulation, which perhaps somewhat Spinozises Nietzsche -- "Every relationship of forces constitutes a body -- whether it is chemical, biological, social or political. Any two forces, being unequal, constitute a body as soon as they enter a relationship." When operating in the more limited and less controversial domain of psychology, we might follow Richardson's systematisation in which a psychological force is a sub-individual drive (trieb): a human individual (human body) is a multiplicity of drives bundled together in relations of tension.


Deleuze here cites WP635, in which Nietzsche says that all "unities" -- being the root of our concepts of a thing, number, identity, and also dynamic concepts such as motion and activity -- are human fictions, and that when "we eliminate these additions, no things remain but only dynamic quanta, in a relation of tension to all dynamic quanta". The will to power is then not being, not even becoming, but "a pathos": which we might perhaps parse, following Kaufmann's suggestion, as an "event" or occasion. (Also compare Deleuze and Guattari's philosophy of immanent events and momentary assemblages in the Thousand Plateaus (1980).) For John Richardson, we would be better to think of these forces not as intentional agents (some kind of "homunculi") but as "behaviour patterns", or "projects". This follows Nietzsche's call in GM1:13 to drop the illusion of a "doer" behind the doing: "A quantum of force is just such a quantum of drive, will, action, in fact it is nothing but this driving, willing and acting, and only the seduction of language (and the fundamental errors of reasoning petrified within it), which construes and miscontrues all actions as conditional upon an agency, a 'subject', can make it appear otherwise."


And yet perhaps the clearest way to grasp the notion of Nietzschean forces, and it is a way that Nietzsche himself often takes, is to see them as goal-directed entities. The picture I'll sketch here borrows largely from Richardson. Every force has a specific "internal goal", or series of such goals, which it strives after. For example, a hunger drive pursues food, a sex drive pursues sex. This is also where the notion of value comes in: another aspect of a force's activity, its striving for goals, is that this always involves valuing and interpreting. Perhaps the simplest way to see this is: a goal of a force is a value for that force. Thus, here in a psychological context (although Nietzsche elsewhere extends this theme much more broadly), HH32: "all disinclination depends on a valuation, just as does all inclination. Man cannot experience a drive to or away from something without the feeling that he is desiring what is beneficial and avoiding what is harmful ..." We could say: to pursue or desire something is to interpret it as good, to give it a positive value.


Valuing here is primarily not a conscious activity, and indeed the thrust of the genealogical approach is that human consciousness on the whole mistakes or misidentifies human values. On an individual level, we might say that a person's "true" values are the values or goals of the largely unconscious drives that act in and through her body. Her consciousness is merely one force amongst others, itself with its own goal-directed striving, and not gifted with particular interpretative perspicacity (indeed, consciousness is subject to a form of systematic error -- cf. GS354, amongst others). It requires the grey science of genealogy, with unflinching courageous honesty, attention to detail, and a highly developed sense of smell, to unravel the mystifications with which conscious re-interpretation has obscured the real values at work in us.


will to power


From here, one approach to the doctrine of the Will to Power is then to see it as identifying an underlying commonality, perhaps a common nature (for Richardson, an "essence"), behind all of these diverse goal-seeking value-creating forces. Nietzsche himself sometimes presents his theory as a replacement for more traditional such accounts in which all (human, or organic, or physical) activity is associated with (and, maybe, explained by -- or, even, reduced to?) a common motivating force. Thus, in WP688, Nietzsche says that "all driving force is will to power, that there is no other physical, dynamic or psychic force except this." Here he proposes will to power as a replacement for a hedonic theory of motivation: "it is notably enlightening to posit power in place of individual 'happiness' (after which every living thing is supposed to be striving)... pleasure is only a symptom of the feeling of power". Elsewhere the rival theory that will to power replaces is variously the Schopenhauerian Will; Spinozist connatus (drive to self-preservation); or a reading of Darwinism (perhaps, more accurately, Spencerism) in which survival and preservation of the species take on a quasi-Spinozist character. For example, to frame the position in contrast to Spinoza: it is not that bodies seek to preserve themselves in being; but that forces (within bodies) strive to become more powerful.


A few alternative understandings of what power might mean here have developed in a recent English language debate. On one position, advocated by Maudemarie Clark, power is the "second order desire" of an individual for the ability or capacity to realise her "first order desires", e.g., appetites for food, sex, etc.1 I think Clark's account is confused by remaining figured in terms of human individuals (rather than drives), but the point might be rephrased: while drives strive for different first-order "internal goals", they all also strive for the second-order goal of increasing their ability to attain these -- their power. This usage broadly corresponds to what in political theory is sometimes called "outcome power": the ability to attain desired outcomes, perhaps by the use of resources (Dowding 1996). It seems in tune with a rather basic notion of power as ability or potential; but it falls short of much of the rich meaning Nietzsche wants to attribute to the will to power. As we saw above, Nietzsche appears to say not that all forces seek power as well as, or for the sake of, other (first-order) goals, but that the seeking of power is the most basic and primary pursuit -- "there is no other ... force except for this."


But if power is not just a means to other ends, what is it? One approach, taken by Bernard Reginster amongst others, is to identify power with the overcoming of resistance. (More precisely, for Reginster, will to power is the second-order "desire for overcoming of resistance in the pursuit of some determinate first-order desire" (2006:132).) This reading emphasises passages where Nietzsche suggests forces go out looking for trouble. E.g., GM1:13's "thirst for enemies and resistances"; or Z2:12: "That I must be struggle and a becoming and an end and an opposition to ends ... Whatever I create and however much I love it, soon I must oppose it and my love; thus my will wills it"; or indeed the memorable analysis of tickling in WP699.


John Richardson follows another line which is strongly suggested by many passages in which power is associated with domination or mastery over other forces. A force has its specific internal goals -- or better, less teleological, its own projects or behaviour patterns. But these ends are not fixed: a force is always in a process of self-overcoming (Selbstueberwindung), in which its activity changes -- grows -- and new goals replace old ones -- "striving to enhance itself, to extend its own scope of activity". A first sense of Nietzschean power is then "power as growth in activity".The question may arise here: what of the identity of the force, does it remain the same force when its goals and activities are transformed by self-overcoming? But Richardson (and I think Nietzsche would approve) is happy to let go of identity-ontology, here it seems taking a cue from neo-Darwinist "population thinking": "it wills to rise to a new and higher level of effort -- perhaps indeed a level at which its internal ends are also overcome and replaced by descendent ones that will have to be overcome in turn."


The next move is to see what "growth" consists in for Nietzsche. As Richardson argues, Nietzsche "most often and most emphatically identifies growth as increased 'mastery' (Herrschaft) of others." Thus in (BGE6) "every drive seeks to be master"; WP490 "the only force that there is, is of the same kind as the will: a commanding of other subjects, which thereupon alter"; D113: "the striving for distinction is the striving of subjugation of the nearest", and many more.


If we take the power ontology seriously -- if we say that all there is in the world, in life, are forces brought together in "relations of tension" -- then there seems to be a clear route from (1) power as growth in activity; to (2), power as mastery. In an un-Nietzschean ontology of agents and objects, we might suppose a way in which an agent increases her power by acquiring more resources, where these resources are objects. E.g., by acquiring an axe I increase my power to cut trees, and potentially boost my tree-cutting activity. But if we think of the world as made up of only forces, a force can only grow by acquiring or accumulating more -- force. The next move, a crucial one for Nietzsche's ontology and for its evaluative implications, is to ask: from where can a force take more force?


Here Nietzsche posits something like a law of conservation of energy for forces. That is, the only way for a force to increase its strength is to take it from other forces. WP369: "life lives always at the expense of other life". WP689: "Not merely conservation of energy, but maximal economy in use, so that the only reality is the will to grow stronger of every center of force -- not self-preservation, but the will to appropriate, dominate, increase, grow stronger."


More exactly, it is not (or not usually) that a successful force "steals" or subtracts strength from other forces: the subdued forces persist and maintain their energy, but they themselves are appropriated, dominated, re-directed under the control of the ruling force, which adds their strength to its own. As Richardson explains it : "drive A rules B insofar as it has turned B towards A's own end, so that B now participates in A's distinctive activity. Mastery is bringing another will into a subordinate role within one's own effort, thereby 'incorporating' the other as a sort of organ or tool" (p33).2


This also means that power as mastery is closely tied to (3) power as overcoming resistance. That is, the resistance here is precisely the resistance offered by an opposing force. Nietzsche himself often joins the two ideas of mastery and resistance. In GM1:13, for example, we have "a willing to subjugate, a willing to throw down, a willing to become master, a thirst for enemies and resistances and triumphs." Or, e.g., in WP693 he writes that "opposites, obstacles are needed: therefore, relatively, encroaching units"; in WP694 the formulation is "the resistance a force seeks to master". Of course, the opposite force here is also seeking to grow, achieve mastery, and the resistance it presents to a dominant force encroaching on it is of a piece with the domination it would exert if it were the stronger or mastering force: attack and defence are two aspects of the same willing. Thus, e.g., in WP693 displeasure is "every feeling of not being able to resist or dominate" (my emphasis); or WP634 "a will to violate and to defend onself against violation."


Resistance, on this picture, is not sought out by the aggressor force, or not usually, simply for "its own sake", but because achieving mastery over a force necessarily involves overcoming its resistance. While Nietzsche associate the experience of overcoming resistance with the feeling of pleasure (meeting resistance in the first place causes displeasure, which turns into pleasure when the resistance is successfully overcome), he is insistent that pleasure is merely epiphenomenal (WP702): it is not the pursuit of pleasure itself that drives forces. (As for Kant the cold pleasure of Selbstueberfriedenheit is merely epiphenomenal to the performance of duty?)


In short: forces increase in power by (1) growing, increasing their activity (or perhaps, in some senses, also, their capacity for activity -- which also ties us back to a version of Clark's theory); they grow by (2) assimilating or dominating other forces; and to do so they (3) overcome the resistance of these other forces. These three senses of power are intrinsically linked, given Nietzsche's picture of a world made just of forces which can only grow at the expense of others. This is the fundamental agonistic ontology in which the world is war or, at the least, competition of struggling forces. Triumph in this conflict is not to destroy enemies/opponents but to subdue, enslave, master, absorb, alter.3


life values


In these late notes life and will to power often seem to be interchangeable terms, making it easy to read them as synonyms. Or at least, as in WP689, life is will to power operating specifically in the organic domain. "Life, as the form of being most familiar to us, is specifically a will to the accumulation of force; all the processes of life depend on this; nothing wants to preserve itself, everything is to be added and accumulated." Life is "essentially a striving for more power; striving is nothing other than striving for power."


To start looking at Nietzsche's values, then, we can outline a first approach which works on this level of forces. Nietzsche's values here are values he gives (or strives to give) to forces. Recalling that all these forces are also, for Nietzsche, engaged in evaluation -- they have their own values (goals) -- we can also say: he is re-valuing, or (re-)ranking, the values of forces. The core criterion for evaluation/re-valuation here is the life -- that is, the power or growth -- of forces. I.e., Nietzsche assigns positive values to strong forces, forces that grow, dominate, overcome others. Throughout Nietzsche's writings we find praise of strength, activity, liveliness, "virility", conquest. Again, this positive evaluative stance is connected to Nietzsche's critical position, exposing and overturning "slave morality" and ascetic doctrines which denigrate strong forces and praise the weak.


strong, active, creative


However, Nietzsche's position is more subtle than a simple ode to strength. For example, in The Genealogy of Morals, we see how Nietzsche's common assault on the otherworldly values of priests turns with the recognition of the new value created by the ascetic ideal: it is thanks to priests "that man first became an interesting animal ... and that the human soul became deep in the higher sense and turned evil for the first time -- and of course, these are the two basic forms of man's superiority, hitherto, over other animals! ..." (GM1:7) Linked to this is the theory developed in Beyond Good and Evil (BGE262) in which decadent periods beginning when a triumphant "species" relaxes after the end of struggle, although they lead to the decline of strong warlike values, allow the creative upsurge of new variations and "deviations". Similarly, in the Gay Science, Nietzsche develops a cyclical story in which periods of sickness and recuperation are also to be valued. Thus there are various points in Nietzsche's work where it seems that retreating as well as aggressive forces are valued. A common thread is perhaps that these forces, while apparently weak and self-destructive, are creative: they invent new variations, new values, new ways of life.


This points us towards a tightly complex issue in Nietzsche's evaluative thinking, which here I'm just musing on. Nietzsche often positively values forces that create. Here the affirmation of life seems to become an affirmation of newness, change: new life, or forms of life. But the relationship between creativity and strength is not always so clear.


Sometimes Nietzsche does plainly associate creativity with strength. An important case is his assertion in GM1:2 that the judgement 'good' can only have been initially created by masters: "It was from this pathos of distance that they first claimed the right to create values and give these values names ..." Creativity, here, is closely linked with the idea of an active, spontaneous, and aggressive force -- creation is the over-flowing of super-abundant power. Creativity is what gets covered over by herd mentality and unexplained by the mechanistic chains of reactions and adaptations celebrated in modern science (physics and biology): "The victorious concept 'force', by means of which our physicists have created God and the world, still needs to be completed: an inner will must be ascribed to it, which I designate as 'will to power', i.e., as an insatiable desire to manifest power, or as the employment and exercise of power, as a creative drive, etc." (WP619)


The importance of activity in Nietzsche's evaluation is brought out in the discussion by Deleuze, who begins by distinguishing quantity and quality of Nietzschean forces. When two forces meet, there is always a stronger one that dominates and a weaker one that resists. On the one hand, we can consider their difference as a differential of quantity: one has more strength than the other. But Deleuze also considers a corresponding, but distinct, difference of quality: the force with more strength takes on an active quality or role in the relation, while the weaker force is reactive. Qualities indicate the ways in which forces express their different powers within the relation. An active force, with its over-abundance of power, casts off or flows energy into creation -- new values, new arrangements -- as well as seeking new expansions and struggles. A reactive force has to devote its energy to resisting assimilation by the conqueror; alternatively, it may self-destructively turn its aggression inward.


The ambiguity (if that's what it is) here is that reactive forces can also be creative. For example, a few sections further into the first essay of the Genealogy, the "priestly method of valuation" becomes a creative force which stems precisely from a lack of power: "the history of mankind would be far too stupid a thing if it had not had the intellect of the powerless injected into it." (GM1:7). A resolution of this knot might be to distinguish two sorts of creativity: only an active force can create a truly new or "original" value or meaning; the creativity of a reactive force is always a re-working, inverting, twisting, combining, deviating a mutation, adaptation or otherwise variation of the original creation of an active force.


There are two issues which I will just flag up for now. First, even if we can maintain this distinction, it is not clear that it provides the criterion for value: reactive creativity still seems valuable; it is reactive inventiveness that has made human beings interesting, "superior" to other animals. Despite himself, Nietzsche does repeatedly acknowledge the value of, in the terms of Michel de Certeau (1980), the bricolage of the weak who tactically adapt through their "consumption" the systems laid down by dominant forces of production.


Second, the distinction requires an account of creativity in which active forces create new activities and meanings, as it were, ex nihilo: or, Nietzsche thinks, "from within", from their own internal abundance. It is this internality which distinguishes these originary creations from mere variations and adaptations. A theory of active creativity is central to the part of Nietzsche's project that emphasises the will to power doctrine as distinct from mechanistic interpretations of Newtonian physics or Darwinian evolution. Non-creative evolutionism misunderstands "the essence of life, its will to power" by ignoring "the prime importance that the spontaneous, aggressive, expansive, re-interpreting and formative forces have, which adaptation follows only when they have had their effect" (GM2:12); "the essential thing in the life process is precisely the tremendous shaping, form-creating force working from within" (WP647). In passages like this, an idea of life as spontaneous creativity seems central to Nietzsche's vision: however, I am not sure that, beyond these insistent flashes, Nietzsche managed to develop such an account.


life of bodies


So far we have looked at valuation in terms of "simple" forces and their goals. But although Nietzsche sees an individual -- or some other body, such as a nation or a species -- as an assembled multiplicity of forces, it is still the case that the "beings" he is primarily interested in are these composite bodies rather than their component forces. His writing is largely concerned with the conditions of life, persistence, growth, of human individual and social bodies. For example, he is interested in how a human individual (e.g., a philosopher, a free spirit) can live well, or whether or how a society or people (e.g., Europeans4, or sometimes the human species) can flourish. It may be that Nietzschean life-values become clearer when we look at them at this level: our interest is the life of bodies.


A healthy body is something like a collection of rival forces that have managed to unite, despite their mutual antagonism, and form a coalition against the outside world. More generally, we could think of nested layers of forces coalescing into organised bodies, which then as united forces form coalitions with other bodies, constructing joint larger body-forces, etc. WP636: "My idea is that every specific body strives to become master over all space and to extend its force (-- its will to power:) and to thrust back all that resists its extension. But it continually encounters similar efforts on the part of other bodies and ends by coming to an arrangement (‘union’) with those of them that are sufficiently related to it: thus they then conspire together for power. And the process goes on --"


A second layer of the power ontology is, then, a theory of what different structural relations of forces in bodies mean for the health and strength of those bodies as composite forces: their ability to act effectively as coalitions struggling against other coalitions. Here Nietzsche has a clear stance: the strongest bodies are dictatorships, strict hierarchies where one dominant force within establishes itself as master to shape and direct the collectivity. "Democratic" or "levelled" structures make for weak bodies which tear themselves apart in internal dissension, or become flabby and vulnerable to invasion


Another theme in Nietzsche's treatment of life -- as hygiene, extirpating violence, "cleanliness and severity" (BGE210) -- comes in here. In GS26 he writes: "What is life? Life -- that is: continually shedding something that wants to die. Life -- that is: being cruel and inexorable against everything about us that is growing old and weak ..." This theme can be reconciled with life as growth when we take it to the level of bodies rather than (simple) forces. A body (composite force) can gain strength and grow at the expense of other weaker bodies if dominant forces within it can carry out an internal restructuring which includes: (1) asserting their mastery over and re-directing weaker but "sufficiently related" complementary forces; but also (2) cutting away, or excreting, from the body weak forces which are harmful to the dominant project.


This theory of the benefits of hierarchy gives an ontological grounding both for Nietzsche's political elitism5, and for his approach to transformative individual psychology: a personal ethic of self-mastery "through long practice and daily work". To focus in on the latter, one strong statement of Niezsche's values is GS290: "One thing is needful. -- To 'give style' to one's character -- a great and rare art ... In the end, when the work is finished, it becomes evident how the constraint of a single taste governed, and formed everything large and small. Whether this taste was good or bad is less important than one might suppose, if only it was a single taste!" The strong and domineering nature imposes a strict law on itself -- as opposed to weak spirits which cannot serve without becoming slaves. These self-dominating spirits are successful and powerful in the world (they build palaces); they know satisfaction and gaiety; and they do not harm others through revenge or ugliness, as weak dissatisfied spirits do.


In this passage we find a bundle of Nietzschean positive values, values which run through his thought and again and again resurface in colour: joy, brightness, strength, pride, creativity, dominance, magnanimity, more. If it does make sense, though, to try and identify a more or less stable core or main thread amongst these, the more metaphysical notion of growth of power still seems the most reliable guide. Success -- "worldly power" -- conceived in any common terms is never a core value for Nietzsche, and avoiding harm to others is far from a main concern. While Nietzsche often affirms sensations, experiences, of joy, happiness, gaiety, these are, in terms of the power ontology, consequences (epihenomenal, if inextricable) of the overcoming of resistance by growing forces, rather than intentions or ends. The key value, then, that guides the picture of self-mastery in this passage, and runs through many other affirmative statements, is not attached to the consequences of the strong spirit's actions, but to the alignment of forces that gives this body strength. Nietzsche would (presumably) still affirm the project of self-mastery even if such a domineering will failed to overcome worldly obstacles, and perished suffering in the attempt, without experiencing joy.


for whose life?


On this account, Nietzsche's core concern is with the healthy life, i.e., the growth of power, of bodies. He positively values forces and values that contribute to the growth, and ultimately the self-overcoming and transformation, of these bodies. But if the rise of any force is the decline of another, the power of any body the weakness of another, then we can ask: why should Nietzsche be concerned with the flourishing of any (particular) body, if its failure to flourish will just mean an opportunity for a rival? I'll conclude with a few sketchy suggestions on this: maybe there are elements of some or all of these in Nietzsche's work.


(1) Perhaps the simplest answer is that Nietzsche begins with a concern with particular bodies with which he (or dominant drives in his own body) identifies; e.g., the individual body of Friedrich Nietzsche, or a European Culture of which he feels himself to be part. This identification is the starting point for Nietzsche's evaluative perspective, an unquestioned fixed point from which his values operate. At the level of societies or cultures, this position would amount to a kind of chauvinism, a bit like the cultural chauvinism admitted and embraced by a philosopher such as Richard Rorty. However, many would be more comfortable with this stance on the individual level: we don't find so much to object to in the idea of "care of the self".


(2) Some passages may suggest, though, that Nietzsche is able to, or aspires to,dissociate himself from such contingent attachments. But then it may be that affirmation of life in the restricted sense, life meaning the growth of particular forces and bodies, collapses into the affirmation of life in the broadest sense: life as everything there is. But what content is then left in Nietzsche's values? What is the difference between affirming growth and affirming decay, its inevitable converse?


(3) We might look at Nietzsche's evaluative stance as tied to the critical project of opposing levelling moralities, the ascetic ideal. He affirms values of aggression and growth in a particular context of opposition to the conventional moralising of selflessness and timidity, morality which seeks to cover up the role of aggressive forces in life. Though this version would subordinate Nietzsche's affirmative values to his critical stance: and so make it an essentially reactive thinking?


(4) While the growth of any one force implies an equal decline in the strength of other forces, the distribution of strength amongst forces may be changed in various ways. For example, we could imagine on the one hand a kind of general melée involving many small bodies, all more or less equal in strength; on the other, a more polarised landscape in which a few mighty bodies absorb and concentrate the available forces. It may be that what Nietzsche is interested in are particular distributions, or movements towards distributions, of power between bodies. But why? This might be the case, for example, on aesthetic grounds -- recalling that existence and world are justified solely as an aesthetic phenomenon (BT1). Nietzsche may believe that certain kinds of force distributions and patternings (more hierarchical ones) produce more beautiful results (e.g., greater art, higher culture); or perhaps that certain patterns of force are intrinsically more beautiful. Then values of life ultimately serve, in Nietzsche's evaluative scheme, values of art?



Works by Nietzsche


(BGE) Beyond Good and Evil, trans. R.J. Hollingdale, (London: Penguin Classics, 1990)


(GM) On the Genealogy of Morals, trans. Carol Diethe (Cambridge: Cambridge University Press, 2007)


(GS) The Gay Science, trans. Walter Kaufmann (New York: Vintage Books, 1974)


(D) Daybreak, trans. R. J. Hollingdale. (Cambridge: Cambridge University Press, 1982)


(HH) Human, All Too Human, trans. Marion Faber and Stephen Lehman, (London: Penguin Classics, 1994)


(WP) The Will to Power, trans. Walter Kaufmann and R.J. Hollingdale (New York, Vintage Books, 1968)


(Z) Thus Spoke Zarathustra, trans. R.J. Hollingdale (London: Penguin Classics, 1961)


Other works


de Certeau, Michel. 1980. The Practice of Everyday Life, trans. Steven Rendall (Berekely, CA: University of California Press, 1984)


Clark, Maudemarie. 1991. Nietzsche on Truth and Philosophy (Cambridge: Cambridge University Press)


Deleuze, Gilles. 1962. Nietzsche and Philosophy, trans. by Hugh Tomlinson (London and New York: Continuum, 2006)


Deleuze, Gilles and Guattari, Felix. 1980. A Thousand Plateaus, trans. by Brian Massumi (London and New York: Continuum, 2004)


Dowding, Keith. 1996. Power (Minneapolis, MN: University of Minnesota Press)


Kaufmann, Walter. 1950. Nietzsche: Philosopher, Psychologist, Antichrist (Princeton: Princeton University Press)


Reginster, Bernard. 2006. The Affirmation of Life (Cambridge, Ma.: Harvard University Press)


Richardson, John. 1996. Nietzsche's System (Oxford: Oxford University Press)

1Clark's more general definition of a first order desire is effectively a desire that contains no references to other desire-terms ... which seems to create a circularity.

2Though note that, e.g., WP642, Nietzsche sometimes suggests that this "incorporation" is only ever partial or temporary: resistance can always flare up again. "To what extent resistance is present even in obedience: individual power is by no means surrendered. In the same way, there is an admission that the absolute power of the opponent has not been vanquished, incorporated, disintegrated. 'Obedience' and 'commanding' are forms of struggle." This passage is important for the left Nietzscheanisms of Deleuze and Foucault; Deleuze gives it some prominence in (1962: 37).

3Though there is also in some places another picture -- in which forces or organisms are competing for resources, and here power would be the control of these resources but always in place of other rivals -- e.g. WP704 "For what do the trees in a jungle fight each other? For 'happiness'? For power!"

4Nietzsche famously writes to his mother in 1886: "For even if I should be a bad German—in any case I am a very good European" cf. Kaufmann (1950: 44)

5 Nietzsche's agonistic picture of the world is very open to "left-Nietzschean" interpretation as a form of anti-liberal "conflict theory" in which history is made up of conflict and resistance of classes and other power groups. But, if we want to trace the links between Nietzsche's theory of will to power and his own avowed political stances, we can identify two particular claims that seem to have unavoidably elitist implications: (1) forces can only grow at the expense of other forces: a "law of conservation of energy"; (2) strong bodies (coalitions of forces) must be organised hierarchically. One question for a left-Nietzschean is then: what can we do with Nietzsche's polemology if we get rid of these particular ideas?

quinta-feira, 15 de julho de 2010

well do they?




more studying on liberalism ...

Kant on political freedom


This essay looks at Kant's political philosophy through his theory of freedom. In the Groundwork of the Metaphysics of Morals, Kant develops a famous conception of "practical freedom" as independence of the will from determination by "sensuous impulses"; or, in its positive characterisation, the "autonomy" of the rational agent. When Kant later comes to develop a formal theory of justice or "right" in The Metaphysics of Morals, an idea of freedom is again central. But is this juridical/political idea of freedom the same conception as that developed in the foundational moral philosophy? Pursuing freedom through these two works not only helps us to understand the relation between Kant's moral and political thought, but elucidates the political project -- a project of liberalism -- which works through the theory of right.


1. moral freedom


We will need at least a thumbnail sketch of Kantian psychology in order to work on these questions. A useful starting point is the distinction which Kant makes, particularly in the Metaphysics of Morals, between Willkuer or (the faculty of) "choice" from Wille or the "will". As Henry Allison (1990) explains, Wille has both a broad and a narrow sense. We can think of Wille, narrow sense, as the legislative and Willkuer as the executive functions of the overall "faculty of volition" -- or will in the broad sense. Willkuer, choice, makes the final decisions to act. Non-rational animals, Kant believes, have only this lower faculty of choice, and the desires on which their choices are based are always sensuous "impulses" or inclinations (Neigungen) which enmesh them in the causal chains of the sensual world. But humans also have the higher faculty of will, which can command Willkuer and cause it to follow reasoned desires rather than impulses.


The issue of causal determination, or its absence in the case of a free noumenal human, is central to Kant's thinking. Choice (Willkuer) is always determined by another force; will (narrow sense) is never determined, but determining. Kant says that for humans, choice is "affected but not determined by impulses"; instead, choice can be "determined to action by pure will" -- and this pure will is identified with "pure practical reason". There is perhaps an ambiguity here: does will always operate and command choice, or are there at least some occasions when human beings respond directly to impulses, i.e., act (or simply move) non-rationally, like animals? If so, we might say: there may be occasions where human choice is caused by impulse, but it is always at least possible for the will to intervene, overriding impulse and instead directing choice according to a rational principle.


Where Wille (narrow sense) is active, it determines willkuer by setting it laws or principles; willkuer then chooses particular actions (or, more accurately, maxims) which follow these principles. Thus for Wille, the legislator, principles are freely chosen; for Willkuer, they are imperatives. There are two kinds of principles or imperatives, hypothetical and categorical. A hypothetical imperative is a principle which tells Willkuer to act in a certain way in order to pursue an impulsive desire. That is, in the case of acting following a hypothetical imperative the ultimate guiding desire is still a sensuous impulse, and in this sense the human agent is still causally linked to the world of sense: affected, but not determined.


The human agent is only fully free when she follows a categorical imperative. In the Groundwork Kant gives both a negative and a positive characterisation of this "practical" freedom. Positively, freedom means that the will is autonomous, self-legislating. Kant famously holds that "Everything in nature works in accordance with laws." (4:412). But a free rational will makes its own laws. It is "a law to itself (independently of any property of the objects of volition)." (4:440). In this essay, however, we will work with the negative characterisation of freedom as independence from determination by sensuous impulses, from being causally bound to the "world of sense". So the observation above that human choice is not determined by sensuous causation can be restated thus: it is always, at any moment, possible for a human being to be morally free.


2. morals and politics


The relationship between Kant's moral philosophy and his political theory is a debating topic. Is Kant's political theory, in what Marcus Willaschek (2009) calls the "traditional approach", a "mere application of his moral theory, developed in the Groundwork and the Second Critique, to the juridical sphere"? Or, on the other hand, does Kant's discussion of right introduce wholly new principles which, as Stuart M. Brown (1962: 36) alleges, "have no discernible logical relationship to the Categorical Imperative"?


The first position is taken by, for example, Howard Williams (1983), one of the first of the recent English language writers to revive interest in Kantian political philosophy. Williams begins with the point that Kant himself expounds his theory of right as a division of the Metaphysics of Morals. Right and Ethics (Ethik) are presented as two sub-domains of morality; in both cases the subject matter is the application of a priori principles of morals to the empirical world. The Doctrine of Right opens with the Introduction to the Metaphysics of Morals, in which Kant restates the preliminary concepts developed in the Groundwork. Foremost amongst these, of course, is the Categorical Imperative, the "supreme principle of the doctrine of morals", which is here given pithily in the "Universal Law" formulation:


(CI): "Act on a maxim that can also hold as a universal law". (6:226)


Within morality as a whole, the particular sphere of Right concerns the "external relations" of people through their actions (6:230). Whereas ethics looks at the world of inner intentions for actions, what is right or wrongful in the sphere of Right is simply the action itself (or its maxim). Williams explains: "The theory of right outlines ... those maxims of moral philosophy which are capable of being made into external laws, whereas the theory of virtue outlines those maxims of moral philosophy which it is not possible to make into external laws." (60-1)


As we shall see, the fact that these "external laws" dictate only external conduct means that they can be enforced not only through inner promptings of the will but also through external applications of force to other people. So can say: the political or juridical domain is that area where moral principles can be enforced by lawful coercion. Note that this external enforcement complements the internal obligation which duties of right also carry as moral duties: Kant believes that it is always virtuous, as well as right, to obey the law -- to the point that it is morally obligatory to obey even unjust laws made by a legal sovereign (though I won't cover that well trodden ground here).


However, in contrast to the very careful treatment given to the derivation of the categorical imperative in the Groundwork, the principles in the Doctrine of Right are introduced quickly and sparsely. This is the universal principle of right:


(UPR): "Any action is right if it can coexist with everyone's freedom in accordance with a universal law, or if on its maxim the freedom of choice of each can coexist with everyone's freedom in accordance with a universal law." (6:230)


For Christine Korsgaard (2008: 237), UPR is a "restricted version of the categorical imperative"; and clearly there is, at the very least, a strong resemblance to the universal law formulation. However, Kant does not presents a deduction of UPR from CI, or even discuss the relation of the two. In fact, as Willaschek or Arthur Ripstein (2009) point out in arguing against the "traditional approach" and for the "independence" of the doctrine of right from Kantian moral theory, Kant instead calls UPR "a postulate incapable of further proof". This opens the way to the position held by Willaschek that principles of right are "independent expressions of rational autonomy, on a par with, or at least not derivable from the Categorical Imperative."


One theme from Willaschek's discussion could be useful for setting out our question here. He notes that Kant himself at some points used the universal law formulation of CI to deduce grounds of legitimate coercion (he maintains that Kant later moved away from this approach). Thus in a 1793 lecture transcript Kant argues that a "moral coercive act" is one whose maxim qualifies as a universal law (27:524f; Willaschek 2009:61). For example, one such maxim could be ‘I will coerce others into fulfilling their duties from a promise where this is necessary.’ But, notes Willaschek: "The problem with this is obvious. If the maxim in question would in fact pass the test of the universal law formula, it would be morally admissible to coerce others into observing their promises even in non-juridical cases."


More generally: if the principle of right is derived directly from CI, with the same scope of application, then all of morality is enforceable: the juridical domain is simply the whole moral realm, and there's nothing left for ethics. This leaves us with two alternatives. Either: (a) as Willaschek argues, the principles of right are not deduced from the categorical imperative at all; or (b) they are deduced from not from CI alone, but from CI plus "further postulates" which serve to delimit the scope of the juridical. In other words: if the universal principle of right is indeed a "restricted version" of the categorical imperative, we need to see where the restriction comes from.


3. the law of freedom in a maxim


John Rawls (2000) analyses the "natural law" formulation of the Categorical Imperative as a staged "CI procedure" for testing potential moral laws. Similarly, we might get clearer on the principles of right by looking at UPR as a staged process for lawmakers to test potential "external laws".


(1) frame the maxim under consideration: "I am to do X in circumstances C"1


(2) consider it as a "universal precept": "Everyone is to do X in circumstances C"


(3) the test: if this universal precept became an external (and thus -- enforceable) law, could everyone's freedom of choice remain intact?


An external law is rightful if it passes this test. It seems that the content is carried by the notion of freedom applied in the test, which is where we must now turn.


4. external freedom


In the Introduction to the Metaphysics of Morals, Kant's begins with a definition of freedom (in its negative form) which is directly carried over from the Groundwork: "independence from being determined by sensuous impulses" (6:213). Though there is one qualification: we are only concerned now with external relations, with how one person's choice affects the choice of another, rather than their "mere wish", desire or need (6:230). Thus what is at stake in this context is what Kant calls "freedom in the external use of choice" (6:214).


But further in to The Doctrine of Right , in the definition of the one innate or "original right" of freedom, we find a new definition:


"Freedom (independence from being constrained by another's choice), insofar as it can coexist with the freedom of every other in accordance with a universal law, is the only original right belonging to every human being by virtue of her humanity." (6:237)


I will use the label "external freedom" to refer to the second characterisation of freedom as "independence from being constrained by the choices of others". But are these just two different characterisations of the same idea of freedom; or are there actually two distinct ideas of freedom at work in the Doctrine of Right?


To see this we need to understand what it means, in terms of Kantian psychology, for one individual's choice (Willkuer) to be constrained (genoetigt) by the choice of another. Things become clearer here if we relate the language of constraint back to Kant's understanding of causation.2 I will propose the following gloss. To affect choice or action, as when sensuous impulses affect but do not determine human choice, is to provide not a cause but an influence or, in contemporary philosophical usage, a causal factor. At the other end of the scale, determination (bestimmung) of an action means straightforwardly to cause it.


Between these two, constraint seems closer to determination. It might in fact be the case that they are equivalent, at least in terms of how they relate to causation. Or if we don't want to go that far, I would suggest the following: if a constraint does not in fact cause an action, it at least prevents the choice of certain actions. For example, if you have a choice between three possible actions, and an action of mine removes one of them, leaving you only two available options, then I have constrained, though not fully determined, your choice. If I leave you only one possible action (if such a thing is possible), then my constraint is also a full determination. (In this sense I will approach a determination as a special case of a constraint.)


We can think of a number of ways in which someone's Willkuer may be constrained. For one thing, when Wille determines Willkuer in an action that stems from pure practical reason to act morally this can be seen as an internal constraint. Kant holds that the Willkuer of animals is determined -- hence, constrained -- by their sensuous impulses. But, as we well know, human choice is not so determined. I will assume here (without arguing for it) that in fact Kantian moral freedom can also be understood of freedom from constraint (in the sense above) as well as from determination by sensible impulses.


As we saw above, Kant believes that it is always open, at any time, for a human being to be morally free. An obvious but important corollary is that no other person can ever prevent me from being morally free. Or, to put it another way: no action or choice of another person can cause me to be constrained by sensuous impulses. That is: while another person's choice may affect my choice via influencing my sensuous impulses, it can never constrain my choice in this way.


Another way to make this same point is: no other person can choose my ends for me. But Kant understands a purposive action as involving choosing both an end, and means to achieve that end. Someone's actions can then be influenced not only through affecting their ends, but through affecting the means at their disposal.


In his Force and Freedom, Arthur Ripstein explains Kant's political freedom as: "you are independent if you are the one who decides what ends you will use your means to pursue, as opposed to having someone else decide for you." (2009:33). Strictly speaking, given what we said above, no one else is able to "decide what ends" another pursues; but what others can do is to interfere with your means, or use them for their own ends. For example, if someone takes away a tool that you need to perform a certain action, you are no longer able to choose (rather than simply wish) that action. That is, in the sense defined above, by interfering with your means they have constrained your choice.


We can now clear up the question about the two characterisations of freedom. If this account is right then external freedom is indeed something distinct from moral freedom. I am externally free if I am independent from others interfering with my means. Others can take away my external freedom by interfering with my means; but they cannot take away my moral freedom, which is always only in my own hands.


5. legitimate means


But now there's another question: what does the "my" mean in "my means"? For example, if freedom were simply the ability to use any means at all without interference, then, e.g., it would be an infringement of my freedom for someone to interfere with my using stolen goods -- which seems a rather un-Kantian conclusion.


We can outline two possible responses here; it remains to be seen which is compatible with Kant's position. On the one hand: (a) we might indeed define (external) freedom simply as independence from interference with any means at all. Freedom here means being able to act however I choose, making use of any means available to me. We can still say that it is wrong for me to use stolen goods, and right for someone to constrain me from doing so: only it is not wrong because it restricts my freedom. Rightfulness is not tied to freedom: there can be wrongful uses of freedom, and rightful constraints of freedom.


Alternatively: (b) we might define (external) freedom as independence from interference only with legitimately held means. We will then have to say what makes means legitimately held.


To see the implications of these alternatives, we can try and apply them in the universal principle of right. It's easier to start with the second case:


(b) an action is right if, were its maxim to become a universal external law, no one's legitimately held means would be interfered with.


To formulate UPR in the first case forces us to think a bit more about what we can mean by the means available for an action. For example, we might say: freedom is being able to use, without interference, any things (tools, objects, etc.) that I can physically take up. But in fact this is already a limitation of my available means. For example, as Kant emphasises in his theory of property, we can use things as means in our actions without having any physical connection with them. For example, a merchant can use and profit from goods she owns which are being shipped far away; or make contractual arrangements for future delivery of goods that might not even exist yet. The only general formulation of UPR which didn't already involve a restriction on peoples' use of things as means would be something like this:


(a) an action is right if, were its maxim to become a universal external law, no one's use of any thing at all as a means would be interfered with;


But on that formulation, any action that made use of any thing, unless that thing were a truly non-depletable (non-rival) resource, would be wrong. This is the point that Ripstein (2009:12) makes in observing that the principles of right are about "governing persons represented as occupying space"; or Willaschek (2009:63), somewhat more generally, with what he calls the "principle of impossibility of non-conflicting rights". The subject matter of right is the application of morality to external relations in the empirical world; means of action are things in the empirical world (or agreements based on empirical things), with all the properties of finite things. We get the possibility of conflict over resources: if I am able to use a thing as my means, in many cases (though perhaps not as many as Kant thought: he seems to ignore the possibility of public goods), that means that someone else is not.


This means that freedom in the sense of an absolute licence to use any thing in the world is an impossibility. Or more precisely: it is a possibility for only one person in the world, who is either the sole inhabitant, or keeps everyone else as slaves. It is only possible for more than one person to be free -- and, specifically, for all people to be free, for there to be freedom "in accordance with a universal law" -- if we take freedom in a more restricted sense as the ability to use certain means without interference.


Thus we come to position (b): the definition of external freedom needs to involve some way of specifying what means count as available for my use, that is, what means are legitimately available for me. For Kant, this is a question of what means are rightfully mine: that is, the idea of external freedom, from the beginning, involves property.


6. mine and yours


If this account is right, in order to fully characterise the idea of external freedom we need to jump forward now to the next section of the Doctrine of Right, where Kant expounds his theory of property. Here I will just pick out a few points.


Kant's starting point in the section on private right is a general idea of rightful ownership: "That is rightfully mine (meum iuris) with which I am so connected that another's use of it without my consent would wrong me." (6:243) He then goes on to look at how this concept can be applied to external objects, beginning with a "nominal definition of what is externally mine" in the terms of UPR:


"That outside me is externally mine which it would be a wrong (an infringement upon my freedom which can coexist with the freedom of everyone in accordance with a universal law) to prevent me from using as I please." (6:248)


On the account above, these propositions -- or definitions -- are tautologous. Something is rightfully mine if it would infringe my freedom for another to interfere with its use; but freedom has to be defined just as independence from interference with what is rightfully mine. If Kant is not making a circular argument here, there must be additional principles which ground the idea of rightful ownership. While his account is not easy to follow, we can identify or extrapolate a few such basic principles, some of which are argued for, others assumed.


First of all, following Ripstein (chap. 2), we can interpret the innate right of freedom as self-mastery or ownership of one's person, where "your right to your person is your right to your body". In the first place, then, my rightful means include the powers and capacities of my own body. Note that Kant gives an illuminating characterisation of innate right as "the 'internal mine and thine' (meum vel tuum internum)" (6:237).


I can then supplement these means by acquiring external objects. An infringement of my freedom can be interference with either my own body or with my external property. As Ripstein puts it (43): "your powers can be interfered with in two basic ways, by usurping them or by destroying them." Usurpation means using means without the rightful owner's consent: e.g., non-consensual use of a person's body, or stealing their property. Destruction can involve, e.g., bodily injury or property destruction. Rightful property can be acquired through "original acquisition" in an act of "taking control (occupatio)" of unowned things (6:259); or through consensual transfer. (Both, for Kant, are possible only in civil society, i.e., once a system of law is already in place.) As well as rights over "corporeal objects", Kant also discusses two further categories of external rights involving contracts and "relations of status." Kant devotes some time to arguing that property must be understood in a strong sense of ownership, with full rights to dispose of a thing as the owner sees fit, rather than some form of "usufruct".


7. property and freedom


A quick recap. There are two main elements in the universal principle of right: the idea of a universal law -- so a universalisation procedure for testing potential external laws; and the idea of external freedom. The first element clearly comes from the moral theory of the Groundwork. The question of the relation between Kant's moral and political theories then concerns the second element, the idea of external freedom. We saw that the idea of external freedom is distinct from the moral freedom of the Groundwork; but can it be understood as derivable from the idea of moral freedom under the specific conditions of the domain of right, i.e., of external relations?


Up to a point. First, we saw that external freedom must involve independence in the use of means, as no one can constrain another's ends. Second, we saw that the properties of things in the empirical world already place a limit on the notion of external freedom. But this limit in itself is not enough to determine the definition of external freedom: for that we need further principles to define the legitimate availability of means. In Kant's theory, these further principles are those that identify rightful property. Some of these (there may be more) are principles of bodily self-ownership, original acquisition, and the necessity of absolute ownership. A particular conception of property ownership is at the heart of Kant's idea of political freedom.


I think that none of these ownership principles derive from wither the categorical imperative or elsewhere in the moral theory of the Groundwork. As I can't go into detail here on Kant's property theory, unfortunately I have to leave this claim with no full demonstration but only the following sketchy remarks. The criterion of universalisability in the universal principle of right is not sufficient to lead us to Kant's ownership principles: quite different property systems (for example, systems of usufruct ownership, where no one has rights of alienation) could also be instituted as universal laws. The idea of a universal law tells us that, (a) however our system of right defines what a person can legitimately use as means, it must be a principle that applies to all people alike. And that (b) given the nature of the empirical world, of finite spatial objects, our system of right must account for the possibility of conflicting demands for use of a thing. Neither of these demands uniquely identify Kant's system of property, or his idea of freedom.


8. Coercion


We have defined external freedom as independence from interference with one's legitimate means. However, interference with bodies or things through immediate usurpation or destruction -- that is, through force -- is only a small part of the mechanics of unfreedom. Can Kant's theory account for coercion in a broader sense?


We can distinguish a few senses of coercion. Just two are: (a) coercion as force -- actual interference with a person's legitimate means; and (b) coercion as threat -- of future acts of forceful interference conditional on a person's present actions. Leaving aside whether these two categories describe coercion in all its forms, is there a Kantian account of threat?


In the recent literature on coercion starting with Robert Nozick (1969), a threat is a proposal in which: A proposes an action X to B; if B refuses to do X, A performs an action which makes B worse off than she would be "in the normal and expected course of events". A good deal of the subsequent discussion on this theme then focuses on the definition of the comparative "baseline" (Nozick's "normal and expected course of events"). We cannot simply define a threat as involving making someone worse off than they are at present, as events might "naturally" have led to the situation deteriorating, even without any intervention. An assessment of threat then needs to suppose a hypothetical baseline state against which outcomes are measured.


To follow Alan Wertheimer's analysis, it makes sense to recognise that there is no one universal definition of the appropriate baseline for assessing all threats. There may, e.g., be "phenomenological" baselines defined according to the expectations of the different parties; or "moralised" baselines defined according to whether the proposal makes the coercee worse off than what is considered the morally right state of affairs. On a rights-based moral theory this becomes: "we set B's baseline by what A has a right to do". (1987: 215)


With some adaptation, a Kantian account of coercion can be approached as such a moralised account of threat. The appropriate baseline can be defined in terms of the concept of external freedom. There is a necessary adaptation: Kantian theory of right is not about what makes a person better or worse off, but whether her external freedom stays intact. Incorporating that, we can analyse a (Kantian) threat as follows: A proposes an action X to B; if B does not carry out X, A will carry out the threatened action T; T is an action which interferes with B's legitimately held means.


9. the circle of right


Kant holds that people can acquire new rights to external things through consensual agreements: for example, through transfers of property. But if we define coercion as above then there seems to be a danger of circularity: in order to assess coercion we need to know what means people rightfully own; but we may not be able to know that without assessing coercion.


In contemporary liberal theory Nozick (1974) employs one type of solution to this problem: we might suppose that a person's rightful powers must have been rightfully acquired at every historical step; in theory we could trace back a full history of each transfer to primitive origins where there were only innate powers and "original acquisitions" of unclaimed things. Of course, this story is very much "in theory": not only does no one suppose it can ever actually be told, but no one really thinks that its supposed truth or otherwise makes much difference to justice claims in the present.


Does Kant take an approach of this kind? It is compatible with the theory of contract and consent developed in The Doctrine of Right. As Ripstein puts it (p116): "In the case of a transfer of property ... there is a right ... which is transferred ... and the transfer itself does nothing to alter either the form or the matter of right in any way." There is no way that the legitimacy of a property holding can change through transfer: if I am a rightful owner and transfer my property to you, your ownership is now rightful, whoever you are. Nor does there seem any other way, in Kant's theory, that the legitimacy status of a property right can change over time: for example, Kant's absolute sense of property as alienable ownership includes the right to neglect or damage one's property. Then there seems nothing more to say about the legitimacy of property accumulated through transfers than whether the historical chains involved were rightful.


On the other hand, Christine Korsgaard (2008: 244) reads Kant's position as: "we simply take it for granted that, generally speaking, what people now have is their property. And we try to ensure that, from here on in, transactions will be legitimate and just."


Kant himself is elusive on this point. For example, in the essay "Theory and Practice" he famously pays attention to the lack of any historical "original contract" for the establishment of a state, which leads him to a "hypothetical" version of social contract theory. He also notes the parallel question of the absence of a history of legitimate property transfers. Then he quickly drops it: "we leave aside the question of how anyone can have rightfully acquired more land than he can cultivate with his own hands (for acquisition by military seizure is not primary acquisition), and how it came about that numerous people who might otherwise have acquired permanent property were thereby reduced to serving someone else in order to live at all." (Reiss 1970:78)


10. liberalism


We can understand Kant's political theory as a form of liberalism. There is an important distinction to be made with, say, a Lockean theory based on natural property rights, in which individuals transfer to the state a coercive authority which they already possessed in the "state of nature". For Kant, external property rights are impossible without a juridical order, and the need for human beings to realise their freedom through property ownership in fact presents them with a duty to institute government. Without government, we could have ownership only of our own bodies, and then "freedom would be depriving itself" of legitimately available means. (6:246).


At the same time, the outcome of Kant's position is similar to Locke's. Here too, legitimate coercion is restricted to the defence of property; and legitimate coercion is the province of the state; thus the domain of law and government is limited to the protection of individuals' "mine and thine". The core of Kant's political position is thus a classical form of liberalism. But the way this delimitation of the domain of right is derived is specifically Kantian, involving the theory of the human will and its relation to sensual causation, and of the meaning of freedom in a finite world. While Kant never makes all of the links explicit, we can construct the following argument:


(1) Individuals are always able to be morally free; that is, it is always open for the pure will to override sensuous impulses.

(2) This means that, while other people can affect our desires and ends through our impulses, they cannot constrain our choice in that way.

(3) The only way other people can constrain our choice is by interfering with the means we have legitimately available, in our bodies or in the external world, to pursue our ends.

(4) To coerce someone involves constraining their choice.

(5) Thus coercion involves interference with another's legitimate means.

(6) Coercion is only legitimate where it resists the coercion of another: is a "hindrance of a hindrance". That is: protects individuals' means from interference by others, by interfering with their means.

(7) The juridical realm is that area where coercion is legitimate.

(8) Thus, the juridical realm -- the domain of the state -- is the protection of individuals' rightful means: their bodies, and their property.


Works by Kant:

Citations to the Gesammelte Schriften (Berlin: Walter de Gruyter, 1902 --). Translations used are:

Groundwork of the Metaphysics of Morals, trans. by Mary Gregor, 1997, (Cambridge: Cambridge University Press)


Metaphysics of Morals, trans. by Mary Gregor, 1991, (Cambridge: Cambridge University Press)


"On the Common Saying: This May Be True In Theory, But It Does Not Apply In Practice"; and "What Is Enlightenment?"; in Political Writings, trans. by H.B. Nisbet, ed. by Hans Reiss, 1970, (Cambridge: Cambridge University Press)


Secondary writings:


Allison, Henry. 1990. Kant's Theory of Freedom (Cambridge: Cambridge University Press)


Brown, Stuart M., Jr. 1962. "Has Kant a Philosophy of Law?", Philosophical Review 71: 1, 33-48


Korsgaard, Christine M. 2008. "Taking the Law into Our Own Hands", in The Constitution of Agency - Essays on Practical Reason and Moral Psychology (Oxford: Oxford University Press)


------ 2009. Self-Constitution (Oxford: Oxford University Press)


Nozick, Robert. 1969. “Coercion”, in Philosophy, Science, and Method: Essays in Honor of Ernest Nagel, ed. by Sidney Morgenbesser, Patrick Suppes, and Morton White (New York: St. Martin's Press)


------ 1974. Anarchy, State, Utopia (New York: Basic Books)


Rawls, John. 2000. Lectures on the History of Moral Philosophy (Cambridge, Ma.: Harvard University Press)


Reath, Andrews. 2006. "Legislating the Moral Law", in Agency & Autonomy in Kant's Moral Theory (Oxford: Clarendon Press)


Ripstein, Arthur. 2009. Force and Freedom (Cambridge, Mass.: Harvard University Press)


Wertheimer, Alan. 1987. Coercion (Princeton: Princeton University Press)


Williams, Howard. 1983. Kant's Political Philosophy (Oxford: Blackwell)


Willaschek, Marcus. 2009. "Right and Coercion: Can Kant's Conception of Right be Derived from his Moral Theory?", International Journal of Philosophical Studies, 17: 1, 49-70

1One obvious differences from Rawls' discussion here is that, given the nature of Right as solely concerning external relations, we have to think of a maxim as a simple decision rule for actions in contexts without referring to agents' ends or "in order to"'s. This goes against Rawls' interpretation of a Kantian maxim as a hypothetical imperative, and of an action as always including an end -- an interpretation which is also strongly defended by Christine Korsgaard (2009). It might be worth pursuing the question how that interpretation fits with Kant's use of the idea of a maxim in the Doctrine of Right -- but I don't have space to do so here.

2It might help to note that the word (noetigung -- genoetigt -- noetigender) used here, as Mary Gregor advises in an endnote to her translation of the Metaphysics of Morals (1991: 283), could also be translated by "necessitation".